已撤销国际商事仲裁裁决执行的美国实践及借鉴Practice of the Enforcement of the Annulled Arbitral Awards in International Commercial Arbitration in America and Its Enlightenment to China
张美红
摘要(Abstract):
传统国际商事仲裁理论认为,国际商事仲裁裁决一旦被仲裁地国法院撤销便丧失效力,无法获得相关执行国的承认与执行。然而,晚近以来,美国在已撤销的国际商事仲裁裁决的承认与执行问题上的做法发生了变化,开始根据个案灵活决定是否予以承认与执行,在充分尊重当事人仲裁协议的前提下最大限度地保护本国当事人的利益。我国相关法律关于已撤销国际商事仲裁裁决问题的规定过于僵硬,不利于法院灵活作出符合我国当事人利益和尊重当事人仲裁协议的决定,因此,应在结合国情的基础上,合理借鉴美国的做法,完善相关立法和实践。
关键词(KeyWords): 已撤销的国际商事仲裁裁决;执行;美国实践
基金项目(Foundation): 2011—2012年度安徽省哲学社会科学规划项目“已撤销国际商事仲裁裁决的承认与执行及中国对策”的阶段性研究成果(项目编号:AHSK11-12D22)
作者(Author): 张美红
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- ①目前在已撤销的国际商事仲裁裁决问题上,除美国外,法国、奥地利、德国、荷兰、比利时都出现了执行此类裁决的司法实践,由于本文主要以分析美国的实践为主,因而其他国家的实践在此不予以研究。
- ①《纽约公约》第5条第1款的英文表述为:“Article V 1.Recognition and enforcement of the award may be refused…only if that party furnishes to the competent authority where the recognition and enforcement is sought,proof that:a)…(e)The award…has been set aside or suspended by a competent authority of the country in which,or under the law of which,that award was made.”
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- ③2005年最高人民法院《关于人民法院处理涉外仲裁及外国仲裁案件的若干规定(送审稿)》第36条规定:“外国仲裁裁决尚未生效、被撤销或者停止执行的,经一方当事人申请,人民法院应当拒绝承认与执行该仲裁裁决。”
- ①《仲裁法》第71条规定:“被申请人提出证据证明涉外仲裁裁决有民事诉讼法第二百六十条第一款规定的情形之一的,经人民法院组成合议庭审查核实,裁定不予执行。”
- ②公认的国际公共政策可以参照《纽约公约》第5条第1款的前四项规定。